-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UCxP926F/PkqxfItsaOoR7scv+suCmyPBxCdE37evHbLxo6oW1cqb8OoCnkuOLqh loY3SaNwn/W7p0wtmef0pw== 0000950005-08-000058.txt : 20080211 0000950005-08-000058.hdr.sgml : 20080211 20080208192042 ACCESSION NUMBER: 0000950005-08-000058 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080211 DATE AS OF CHANGE: 20080208 GROUP MEMBERS: ALTA BIOPHARMA MANAGEMENT, LLC. GROUP MEMBERS: ALTA BIOPHARMA PARTNERS, L.P. GROUP MEMBERS: ALTA EMBARCADERO BIOPHARMA PARTNERS, LLC GROUP MEMBERS: ALTA/CHASE BIOPHARMA MANAGEMENT, LLC GROUP MEMBERS: AXIL MARDUEL GROUP MEMBERS: DANIEL JANNEY GROUP MEMBERS: GARRETT GRUENER GROUP MEMBERS: GUY NOHRA GROUP MEMBERS: ICAGEN CHASE PARTNERS (ALTA BIO), LLC GROUP MEMBERS: JEAN DELEAGE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ICAGEN INC CENTRAL INDEX KEY: 0000902622 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 561785001 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81358 FILM NUMBER: 08590813 BUSINESS ADDRESS: STREET 1: 4222 EMPEROR BLVD STREET 2: SUITE 350 CITY: DURHAM STATE: NC ZIP: 27703 BUSINESS PHONE: 919-941-5206 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALTA BIOPHARMA PARTNERS LP CENTRAL INDEX KEY: 0001245284 IRS NUMBER: 954680435 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE EMBARCADERO CENTER, SUITE 3700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153624022 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER, SUITE 3700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 SC 13G/A 1 p20312sc13g.htm SCHEDULE 13G/A #1 UNITED STATES

CUSIP No. 45104P104

 

Page 1 of 18 Pages



UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C.  20549



SCHEDULE 13G

(Amendment No.   1  )*


UNDER THE SECURITIES EXCHANGE ACT OF 1934



ICAGEN, INC.

(Name of Issuer)


Common Stock

(Title of Class of Securities)


45104P104

(CUSIP Number)



December 31, 2007

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:


[   ]

Rule 13d-1(b)

[   ]

Rule 13d-1(c)

[X]

Rule 13d-1(d)

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.


The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).






CUSIP No. 45104P104

 

Page 2 of 18 Pages




(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons

Alta BioPharma Partners, L.P.

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

Delaware

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

1,916,472 (a)

  

(6)

Shared Voting Power

-0-

  
 

(7)

Sole Dispositive Power


1,916,472 (a)

(8)

Shared Dispositive Power


-0-

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

1,916,472

(a)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

4.66%

(b)

(12)

Type Of Reporting Person

PN


(a)

Alta BioPharma Partners , L.P. (“ABP”) has sole voting and dispositive control over 1,763,669 shares of common stock (“Common Stock”)  and warrants to purchase 152,803 shares of Common Stock of Icagen, Inc. (the “Issuer”), except that Alta BioPharma Management Partners, LLC (“ABMP”), the general partner of ABP, Guy Nohra (“Nohra”), Daniel Janney (“Janney”), Garrett Gruener (“Gruener”), Jean Deleage (“Deleage”), and Alix Marduel (“Marduel”), managing directors of ABMP, may be deemed to share the right to direct the voting and dispositive control over such stock.  Additional information about ABP is set forth in Attachment A hereto.


(b)

The percentage set forth in row (11) is based on an aggregate of 40,870,619 shares of Common Stock outstanding provided by the Issuer for the filing of this form.






CUSIP No. 45104P104

 

Page 3 of 18 Pages




(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons

Alta BioPharma Management, LLC.

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

Delaware

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

-0-

  

(6)

Shared Voting Power

1,916,472 (c)

  
 

(7)

Sole Dispositive Power


-0-

(8)

Shared Dispositive Power


1,916,472 (c)

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

1,916,472

(c)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

4.66%

(b)

(12)

Type Of Reporting Person

OO


(c)

ABMP shares voting and dispositive power over the 1,763,669 shares of Common Stock and warrants to purchase 152,803 shares of Common Stock beneficially owned by ABP.






CUSIP No. 45104P104

 

Page 4 of 18 Pages




(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons

ICAgen Chase Partners (Alta Bio), LLC

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

Delaware

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

1,094,490 (d)

  

(6)

Shared Voting Power

-0-

  
 

(7)

Sole Dispositive Power


1,094,490 (d)

(8)

Shared Dispositive Power


-0-

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

1,094,490

(d)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

2.66%

(b)

(12)

Type Of Reporting Person

OO


(d)

ICAgen Chase Partners (Alta Bio), LLC. (“ICAgen Chase”) has sole voting and dispositive control over 1,007,225 shares of Common Stock and warrants to purchase 87,265 shares of Common Stock, except that Alta/Chase BioPharma Management Partners, LLC (“ACBMP”), the managing member of ICAgen Chase, Nohra, Janney, Gruener, Deleage, and Marduel, the managing member of ACBMP, may be deemed to share the right to direct the voting and dispositive control over such stock.  Additional information about ICAgen Chase is set forth in Attachment A hereto.






CUSIP No. 45104P104

 

Page 5 of 18 Pages




(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons

Alta/Chase BioPharma Management, LLC

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

Delaware

Please see Attachment A & Footnote 1

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

-0-

  

(6)

Shared Voting Power

1,094,490 (e)

  
 

(7)

Sole Dispositive Power


-0-

(8)

Shared Dispositive Power


1,094,490 (e)

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

1,094,490

(e)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

2.66%

(b)

(12)

Type Of Reporting Person

OO


(e)

ACBMP shares voting and dispositive power over the 1,007,225 shares of Common Stock and warrants to purchase 87,265 shares of Common Stock beneficially owned by ICAgen Chase.






CUSIP No. 45104P104

 

Page 6 of 18 Pages




(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons

Alta Embarcadero BioPharma Partners, LLC

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

California

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

72,234 (f)

  

(6)

Shared Voting Power

-0-

  
 

(7)

Sole Dispositive Power


72,234 (f)

(8)

Shared Dispositive Power


-0-

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

72,234

(f)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

0.18%

(b)

(12)

Type Of Reporting Person

OO


(f)

Alta Embarcadero BioPharma Partners, LLC (“AEBP”) has sole voting and dispositive control over 66,475 shares of Common Stock and warrants to purchase 5,759 shares of Common Stock of the Issuer, except that Gruener and Deleage, the members of AEBP, may be deemed to share the right to direct the voting and dispositive control over such stock.






CUSIP No. 45104P104

 

Page 7 of 18 Pages




(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons

Jean Deleage

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

United States

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

43,478

  

(6)

Shared Voting Power

3,083,196 (g)

  
 

(7)

Sole Dispositive Power


43,478

(8)

Shared Dispositive Power


3,083,196 (g)

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

3,126,674

(g)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

7.60%

(b)

(12)

Type Of Reporting Person

IN


(g)

Deleage shares voting and dispositive control over the 1,763,669 shares of Common Stock and warrants to purchase 152,803 shares of Common Stock of the Issuer beneficially owned by ABP, the 66,475 shares of Common Stock and warrants to purchase 5,759 shares of Common Stock beneficially owned by AEBP, the 1,007,225 shares of Common Stock and warrants to purchase 87,265 shares of Common Stock beneficially owned by ICAgen Chase, and sole voting and dispositive power over 43,478 shares of Common Stock .






CUSIP No. 45104P104

 

Page 8 of 18 Pages




(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons

Garrett Gruener

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

United States

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

-0-

  

(6)

Shared Voting Power

3,083,196 (h)

  
 

(7)

Sole Dispositive Power


-0-

(8)

Shared Dispositive Power


3,083,196 (h)

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

3,083,196

(h)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

7.50%

(b)

(12)

Type Of Reporting Person

IN


(h)

Greuner shares voting and dispositive control over the 1,763,669 shares of Common Stock and warrants to purchase 152,803 shares of Common Stock of the Issuer beneficially owned by ABP, the 66,475 shares of Common Stock and warrants to purchase 5,759 shares of Common Stock beneficially owned by AEBP, and the 1,007,225 shares of Common Stock and warrants to purchase 87,265 shares of Common Stock beneficially owned by ICAgen Chase.






CUSIP No. 45104P104

 

Page 9 of 18 Pages




(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons

Daniel Janney

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

United States

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

-0-

  

(6)

Shared Voting Power

3,010,962 (i)

  
 

(7)

Sole Dispositive Power


-0-

(8)

Shared Dispositive Power


3,010,962 (i)

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

3,010,962

(i)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

7.32%

(b)

(12)

Type Of Reporting Person

IN


(i)

Janney shares voting and dispositive control over the 1,763,669 shares of Common Stock and warrants to purchase 152,803 shares of Common Stock of the Issuer beneficially owned by ABP, and the 1,007,225 shares of Common Stock and warrants to purchase 87,265 shares of Common Stock beneficially owned by ICAgen Chase.






CUSIP No. 45104P104

 

Page 10 of 18 Pages




(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons

Axil Marduel

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

United States

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

-0-

  

(6)

Shared Voting Power

3,010,962 (j)

  
 

(7)

Sole Dispositive Power


-0-

(8)

Shared Dispositive Power


3,010,962 (j)

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

3,010,962

(j)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

7.32%

(b)

(12)

Type Of Reporting Person

IN


(j)

Marduel shares voting and dispositive control over the 1,763,669 shares of Common Stock and warrants to purchase 152,803 shares of Common Stock of the Issuer beneficially owned by ABP, and the 1,007,225 shares of Common Stock and warrants to purchase 87,265 shares of Common Stock beneficially owned by ICAgen Chase.






CUSIP No. 45104P104

 

Page 11 of 18 Pages




(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons

Guy Nohra

(2) Check The Appropriate Box If A Member Of A Group

(a)

[   ]

 

(b)

[X]

 

(3)

SEC Use Only


(4)

Citizenship or Place of Organization

United States

 

Number Of Shares

Beneficially Owned

By Each Reporting

Person With

(5)

Sole Voting Power

-0-

  

(6)

Shared Voting Power

3,010,962 (k)

  
 

(7)

Sole Dispositive Power


-0-

(8)

Shared Dispositive Power


3,010,962 (k)

(9)

Aggregate Amount Beneficially Owned By Each Reporting Person

3,010,962

(k)

(10)

Check If The Aggregate Amount In Row (9) Excludes Certain Shares*


(11)

Percent Of Class Represented By Amount In Row (9)

7.32%

(b)

(12)

Type Of Reporting Person

IN


(k)

Nohra shares voting and dispositive control over the 1,763,669 shares of Common Stock and warrants to purchase 152,803 shares of Common Stock of the Issuer beneficially owned by ABP, and the 1,007,225 shares of Common Stock and warrants to purchase 87,265 shares of Common Stock beneficially owned by ICAgen Chase.






CUSIP No. 45104P104

 

Page 12 of 18 Pages




Item 1.

(a)

Name of Issuer: Icagen, Inc. (“Issuer”)

(b)

Address of Issuer’s Principal Executive Offices:


4222 Emperor Blvd., Suite 350

Durham, NC  27703


Item 2.

(a)

Name of Person Filing:


Alta BioPharma Partners, L.P. (“ABP”)

Alta BioPharma Management, LLC (“ABPM”)

Alta/Chase BioPharma Management, LLC (“ACBPM”)

ICAgen Chase Partners (Alta Bio), LLC (“ICAgen Chase”)

Alta Embarcadero BioPharma Partners, LLC (“AEBP”)

Jean Deleage (“JD”)

Garrett Gruener (“GG”)

Daniel Janney (“DJ”)

Alix Marduel (“AM”)

Guy Nohra (“GN”)

 (b)

Address of Principal Business Office:


One Embarcadero Center, Suite 3700

San Francisco, CA  94111

 (c)

Citizenship/Place of Organization:


 

Entities:

ABP

Delaware

  

ABPM

Delaware

  

ACBPM

Delaware

  

ICAgen Chase

Delaware

  

AEBP

California

    
 

Individuals:

JD

United States

  

GG

United States

  

DJ

United States

  

AM

United States

  

GN

United States


(d)

Title of Class of Securities:

Common Stock

(e)

CUSIP Number:   45104P104






CUSIP No. 45104P104

 

Page 13 of 18 Pages




Item 3.

Not applicable.


Item 4

Ownership.

Please see Attachment A


  

ABP

ABPM

ACBPM

AEBP

ICAgen Chase

(a)

Beneficial Ownership

1,916,472

1,916,472

1,094,490

72,234

1,094,490

(b)

Percentage of Class

4.66%

4.66%

2.66%

0.18%

2.66%

(c)

Sole Voting Power

1,916,472

-0-

-0-

72,234

1,094,490

 

Shared Voting Power

-0-

1,916,472

1,094,490

-0-

-0-

 

Sole Dispositive Power

1,916,472

-0-

-0-

72,234

1,094,490

 

Shared Dispositive Power

-0-

1,916,472

1,094,490

-0-

-0-

       
  

JD

GG

DJ

AM

GN

(a)

Beneficial Ownership

3,126,674

3,083,196

3,010,962

3,010,962

3,010,962

(b)

Percentage of Class

7.64%

7.50%

7.32%

7.32%

7.32%

(c)

Sole Voting Power

43,478

-0-

-0-

-0-

-0-

 

Shared Voting Power

3,083,196

3,083,196

3,010,962

3,010,962

3,010,962

 

Sole Dispositive Power

43,478

-0-

-0-

-0-

-0-

 

Shared Dispositive Power

3,083,196

3,083,196

3,010,962

3,010,962

3,010,962


Item 5.

Ownership of Five Percent or Less of a Class

Not Applicable.

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.






CUSIP No. 45104P104

 

Page 14 of 18 Pages




Item 8.

Identification and Classification of Members of the Group

No reporting person is a member of a group as defined in Section 240.13d-1(b)(1)(ii)(H) of the Act.

Item 9.

Notice of Dissolution of Group

Not applicable.


Item 10.

Certification

Not applicable.

EXHIBITS

A:

Joint Filing Statement






CUSIP No. 45104P104

 

Page 15 of 18 Pages



SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.  


Date:

February 8, 2008

Alta BioPharma Partners, L.P.


By:  Alta BioPharma Management, LLC



By:        /s/ Alix Marduel                           

Alix Marduel, Managing Director



ICAgen Chase Partners (Alta Bio), LLC

Alta/Chase BioPharma Management, LLC

By: Alta/Chase BioPharma Management, LLC



By:        /s/ Alix Marduel                                        

By:        /s/ Alix Marduel                              

Alix Marduel, Member

Alix Marduel, Managing Member



Alta Embarcadero BioPharma Partners, LLC

Alta BioPharma Management, LLC



By:        /s/ Jean Deleage                                      

By:        /s/ Alix Marduel                              

Jean Deleage, Member

Alix Marduel, Managing Director




             /s/ Jean Deleage                                       

             /s/ Guy Nohra                                  

Jean Deleage

Guy Nohra




             /s/ Garrett Gruener                                    

             /s/ Daniel Janney                             

Garrett Gruener

Daniel Janney


             /s/ Alix Marduel                                         

Alix Marduel







CUSIP No. 45104P104

 

Page 16 of 18 Pages




EXHIBIT A

AGREEMENT OF JOINT FILING

We, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of us.

Date:

February 8, 2008

Alta BioPharma Partners, L.P.

By:  Alta BioPharma Management, LLC



By:        /s/ Alix Marduel                              

Alix Marduel, Managing Director




ICAgen Chase Partners (Alta Bio), LLC

Alta/Chase BioPharma Management, LLC

By: Alta/Chase BioPharma Management, LLC



By:        /s/ Alix Marduel                                        

By:        /s/ Alix Marduel                                 

Alix Marduel, Member

Alix Marduel, Managing Member



Alta Embarcadero BioPharma Partners, LLC

Alta BioPharma Management, LLC




By:        /s/ Jean Deleage                                      

By:        /s/ Alix Marduel                                  

Jean Deleage, Member

Alix Marduel, Managing Director





             /s/ Jean Deleage                                      

             /s/ Guy Nohra                                     

Jean Deleage

Guy Nohra




             /s/ Garrett Gruener                                   

             /s/ Daniel Janney                                

Garrett Gruener

Daniel Janney



             /s/ Alix Marduel                                        

Alix Marduel







CUSIP No. 45104P104

 

Page 17 of 18 Pages




Attachment A


Alta BioPharma Partners, L.P. beneficially owns 1,763,669 shares of Common Stock and warrants to purchase 152,803 shares of Common Stock and exercises sole voting and dispositive control over such shares, except to the extent set forth below.


Alta Embarcadero BioPharma Partners, LLC beneficially owns 66,475 shares Common Stock and warrants to purchase 5,759 shares of Common Stock and exercises sole voting and dispositive control over such shares, except to the extent set forth below.


ICAgen Chase Partners (Alta Bio), LLC beneficially owns 1,007,225 shares of Common Stock and warrants to purchase 87,265 shares of Common Stock and exercises sole voting and dispositive control over such shares, except to the extent set forth below.

Alta BioPharma Management Partners, LLC is the general partner of Alta BioPharma Partners, L.P. and may be deemed to share the right to direct the voting and dispositive control over the shares held by such fund. Alta BioPharma Management Partners, LLC disclaims beneficial ownership of all such shares, except to the extent of its pecuniary interest therein.


Alta/Chase BioPharma Management, LLC is the managing member of ICAgen Chase Partners (Alta Bio), LLC and may be deemed to share the right to direct the voting and dispositive control over the shares held by such fund. Alta/Chase BioPharma Management, LLC disclaims beneficial ownership of all such shares, except to the extent of its pecuniary interest therein.


Mr. Jean Deleage is a managing director of Alta BioPharma Management Partners, LLC, and a member of Alta Embarcadero BioPharma Partners, LLC. Mr. Deleage may be deemed to share the right to direct the voting and dispositive control over the shares held by such funds. Mr. Deleage disclaims beneficial ownership of all such shares, except to the extent of his pecuniary interest therein.  Mr. Deleage is also a managing member of Alta/Chase BioPharma Management, LLC and may be deemed to share the right to direct the voting and dispositive control over the shares held by such fund. Mr. Deleage disclaims beneficial ownership of all such shares, except to the extent of his pecuniary interest therein.


Mr. Guy Nohra is a managing director of Alta BioPharma Management Partners, LLC.  Mr. Nohra may be deemed to share the right to direct the voting and dispositive control over the shares held by such fund. Mr. Nohra disclaims beneficial ownership of all such shares, except to the extent of his pecuniary interest therein.  Mr. Nohra is also a managing member of Alta/Chase BioPharma Management, LLC and may be deemed to share the right to direct the voting and dispositive control over the shares held by such fund. Mr. Nohra disclaims beneficial ownership of all such shares, except to the extent of his pecuniary interest therein.


Mr. Garrett Gruener is a managing director of Alta BioPharma Management Partners, LLC, and a member of Alta Embarcadero BioPharma Partners, LLC. Mr. Gruener may be deemed to share the right to direct the voting and dispositive control over the shares held by such funds. Mr. Gruener disclaims beneficial ownership of all such shares, except to the extent of his pecuniary interest therein.  Mr. Gruener is also a managing member of Alta/Chase BioPharma Management, LLC and may be deemed to share the right to direct the voting and dispositive control over the shares held by such fund. Mr. Gruener disclaims beneficial ownership of all such shares, except to the extent of his pecuniary interest therein.


Mr. Daniel Janney is a managing director of Alta BioPharma Management Partners, LLC.  Mr. Janney may be deemed to share the right to direct the voting and dispositive control over the shares held by such fund. Mr. Janney disclaims beneficial ownership of all such shares, except to the extent of his pecuniary interest therein.  Mr. Janney is also a managing member of Alta/Chase BioPharma Management, LLC and may be deemed to share the right to direct the voting and dispositive control over the shares held by such fund. Mr. Janney disclaims beneficial ownership of all such shares, except to the extent of his pecuniary interest therein.






CUSIP No. 45104P104

 

Page 18 of 18 Pages




Dr. Alix Marduel is a managing director of Alta BioPharma Management Partners, LLC. Dr. Marduel may be deemed to share the right to direct the voting and dispositive control over the shares held by such fund. Dr. Marduel disclaims beneficial ownership of all such shares, except to the extent of her pecuniary interest therein.  Dr. Marduel is also a managing member of Alta/Chase BioPharma Management, LLC and may be deemed to share the right to direct the voting and dispositive control over the shares held by such fund. Dr. Marduel disclaims beneficial ownership of all such shares, except to the extent of her pecuniary interest therein.





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